News Roundup (677)
LPL Adds 500+ Advisors, Recruits $13B in Q3
- Tuesday, 02 November 2021
- News Roundup
- Written by PFA News
LPL announced it saw $13 billion in recruited assets and added 513 advisors during the third quarter. So reports Wealth Management.
Read more...Wells Fargo Developing ‘Fargo,’ a New Virtual Assistant
- Tuesday, 02 November 2021
- News Roundup
- Written by PFA News
Wells Fargo is developing ‘Fargo,’ a new virtual assistant aimed at transitioning retail banking customers into digital users. It is expected to be released in 2022. So reports CNBC.
Read more...Barclays CEO Out Following Jeffrey Epstein Investigation
- Tuesday, 02 November 2021
- News Roundup
- Written by PFA News
Jes Staley, CEO of Barclays, has quit his role at the bank. Staley has been replaced by C.S. Venkatakrishnan. So reports CNBC.
Read more...Which Firms Are Atop the CNBC FA 100 Rankings?
- Friday, 15 October 2021
- News Roundup
- Written by PFA News
CNBC has unveiled its third annual CNBC FA 100, a list of firms it says best help clients navigate their financial lives.
Read more...LPL Smacked By SEC to the Tune of $4.8M Over AML Rules
- Saturday, 02 October 2021
- News Roundup
- Written by PFA News
LPL Financial settled SEC charges that it violated anti-money laundering rules related to an unregistered investment adviser. So reports Investment News.
Read more...Wells Fargo Delays Return to the Office Again—Until 2022
- Saturday, 02 October 2021
- News Roundup
- Written by PFA News
After pushing back its return to the office multiple times already this year, Wells Fargo told employees in late September that most employees won’t be coming back until 2022. So reports The Des Moines Register.
Read more...Raymond James to Keep Broker Comp the Same for 2022
- Saturday, 18 September 2021
- News Roundup
- Written by PFA News
Raymond James will keep compensation the same in 2022 for the approximately 3,400 brokers it oversees, according to two sources. So reports Advisor Hub.
Read more...Wells Fargo Pushes Back Office Return Again
- Friday, 17 September 2021
- News Roundup
- Written by PFA News
The delta variant has already caused Wells Fargo to push back its return to the office at least once, from Sept. 6 to Oct. 18. Now, the firm is pushing the date back again to Nov. 1. So reports Yahoo! Finance.
Read more...Fidelity's Latest Hiring Push to Add 9,000 Workers
- Friday, 03 September 2021
- News Roundup
- Written by PFA News
Fidelity Investments plans to hire 9,000 new workers by the end of the year, the majority of the roles focused on technology and client interactions. So reports Bloomberg.
Read more...FA Who Abruptly Quit Ed Jones, Explains Why He Joined Raymond James
- Friday, 03 September 2021
- News Roundup
- Written by PFA News
More details have emerged about Russell Ryon Riggan’s contentious departure from Edward Jones. So reports Financial Advisor.
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