News Roundup (676)
Edward Jones Takes Step Toward Giving Advisors Discretion
- Thursday, 30 November 2023
- News Roundup
- Written by PFA News
For the first time, Edward D. Jones & Co. has opened the door on allowing its financial advisors’ discretion over client assets. So reports AdvisorHub.
Read more...UBS Lands Merrill Lynch Team with $700M in Assets
- Thursday, 30 November 2023
- News Roundup
- Written by PFA News
UBS Wealth Management USA has brought on another advisory team previously affiliated with Merrill Lynch. So reports InvestmentNews.
Read more...Merrill Lynch Headcount Ticks Up Despite BofA Cuts
- Friday, 27 October 2023
- News Roundup
- Written by PFA News
Merrill Lynch Wealth Management has announced that its headcount edged higher in the third quarter in the face of job cuts at parent company Bank of America. So reports WealthManagement.com.
Read more...Morgan Stanley Wins Order Against $5M Breakaway Team
- Friday, 27 October 2023
- News Roundup
- Written by PFA News
Morgan Stanley has secured a temporary restraining order against a breakaway team in Vero Beach, Florida, that produced almost $5 million in annual revenue. So reports AdvisorHub.
Read more...Ex-Raymond James Exec Sues Over Sexual Harassment
- Friday, 27 October 2023
- News Roundup
- Written by PFA News
A former Raymond James executive has sued the firm, claiming she was wrongfully terminated in retaliation for filing an Equal Employment Opportunity Commission complaint alleging sexual harassment and discrimination. So reports ThinkAdvisor.
Read more...FAs Could See Bounce in Charitable Giving: BofA
- Saturday, 14 October 2023
- News Roundup
- Written by PFA News
While a smaller share of wealthy American households gave to charity last year than in 2020, when donations soared, the well-off are still giving more than they did before the pandemic, Bank of America says. So reports Marketplace.
Read more...Wells Fargo Adds Four Regional Recruiting Directors
- Saturday, 14 October 2023
- News Roundup
- Written by PFA News
Wells Fargo has named four new regional directors to lead wealth-management recruitment efforts. So reports Barron’s.
Read more...Wells Fargo’s Former Retail Banking Boss Avoids Prison Time
- Friday, 29 September 2023
- News Roundup
- Written by PFA News
Carrie Tolstedt, who was formerly head of retail banking at Wells Fargo, has avoided prison time for her role in the bank’s sham accounts scandal. So reports CNN.
Read more...UBS Team Generating $4.8M Jumps to Rockefeller
- Friday, 29 September 2023
- News Roundup
- Written by PFA News
A UBS Wealth Management USA team that brought in $4.8 million in annual revenue has decamped for Rockefeller Capital Management, per a source familiar with the situation. So reports AdvisorHub.
Read more...UBS Hires Merrill FAs Running $700M
- Thursday, 14 September 2023
- News Roundup
- Written by PFA News
UBS Wealth Management USA has picked up two Merrill Lynch veterans who oversaw more than $700 million in client assets. So reports AdvisorHub.
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