Top News
Regulatory & Compliance
FA Adam Belardino of the Maddox Group is accused of embezzling more than $313,000 from Damian Williams, a 64-year old client. So reports Patch.
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Illinois Advisor Gets 4+ Years in Jail for Fraud
Sunday, 03 April 2022
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Ex-Wells Fargo FA Suspended for Executing Trades for Dead Client Without Permission
Sunday, 03 April 2022
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Advisor Says SEC 'Bullying' Her, Vows to Fight Lawsuit
Friday, 11 March 2022
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Banned FA Headed to Jail Over Disability Benefits Scam
Tuesday, 01 March 2022
Markets & Investments
Many financial advisors have kept crypto at arm’s length, but investor demand may push reluctant FAs to work with the assets, according to a new Cerulli report. So reports CNBC.
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Morgan Stanley Hires Goldman, Blackrock Bigwigs to Launch ETF Platform
Sunday, 03 April 2022
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What Are the Economic Risks from Russia's Ukraine Invasion?
Tuesday, 01 March 2022
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Crypto Trends for FAs to Watch in 2022
Tuesday, 01 February 2022
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Robinhood to Beta Launch Cryptocurrency Wallets
Sunday, 02 January 2022
Retirement
Most Americans say they’re still optimistic about retirement, but inflation is worrying to many, especially those who aren’t as prepared, according to EBRI. So reports CNBC.
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Gen Z Saving for Retirement Earlier Than Millennials: Report
Monday, 15 November 2021
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What Are the Best Places to Retire?
Friday, 15 October 2021
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DOL May Help Advisors with Challenges of Investor Cognitive Decline
Saturday, 13 February 2021
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Pandemic Hurting Women’s Retirement Prospects: Survey
Wednesday, 27 January 2021
Technology & Communications
UBS is acquiring robo-advisor Wealthfront for $1.4 billion. The all-cash deal is being made to help UBS accelerate growth in the U.S. and make inroads with the next generation of affluent investors. So reports Bankrate.
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Ellevest, a Robo-advisor Just for Women Investors
Friday, 03 December 2021
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Top 10 Robo-Advisors Based on Assets Under Management
Friday, 15 October 2021
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TD Bank Launches Robo-Advisor and Hybrid
Friday, 15 October 2021
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CogniCor Launches Trio of AI-Powered Digital Assistants for FAs
Saturday, 01 May 2021
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