Top News
Regulatory & Compliance
The Financial Industry Regulatory Authority has suspended a former Securities America broker for allegedly impersonating a dead relative who was an ex-client of the firm. So reports Think Advisor.
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Wells to Pay $3.7B in CFPB Settlement Over Customer Abuses
Friday, 30 December 2022
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Finra Hits Edward Jones with $1.1M Fine Over Phone Records
Friday, 30 December 2022
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Finra Home Office Plan Could Let Advisors 'Skirt the Rules,' Group Warns
Wednesday, 07 December 2022
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Time to Comply with SEC’s Marketing Rule Is Now, Lawyers Warn
Wednesday, 09 November 2022
Markets & Investments
Although the timing of a U.S. economic recession this year might be later than most analysts projected, if one happens at all, an earnings retreat is “imminent,” according to Morgan Stanley equity analyst Michael Wilson. So reports Investing.com.
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'Big Short' Investor Michael Burry Predicts Recession, Inflation
Friday, 13 January 2023
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JPMorgan’s Dimon Says Fed May Need to Hike to 6%
Friday, 13 January 2023
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U.S. Profits Could Fall Like In 2008: Morgan Stanley’s Wilson
Friday, 30 December 2022
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Goldman Eyes Crypto Buying Spree After FTX Collapse
Wednesday, 07 December 2022
Retirement
The annual limit on what retirement plan participants can contribute to their 401(k) accounts has gone up by an unprecedented sum for 2023. So reports CNN.
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1 in 4 Americans Say Inflation Will Delay Retirement: Survey
Thursday, 13 October 2022
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How FAs Can Stay Ahead of New Retirees’ Concerns
Monday, 03 October 2022
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U.S. Workers More Worried Than Europeans About Being Broke in Retirement
Saturday, 17 September 2022
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How Inflation is Hurting Retirees
Friday, 27 May 2022
Technology & Communications
UBS is acquiring robo-advisor Wealthfront for $1.4 billion. The all-cash deal is being made to help UBS accelerate growth in the U.S. and make inroads with the next generation of affluent investors. So reports Bankrate.
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Ellevest, a Robo-advisor Just for Women Investors
Friday, 03 December 2021
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Top 10 Robo-Advisors Based on Assets Under Management
Friday, 15 October 2021
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TD Bank Launches Robo-Advisor and Hybrid
Friday, 15 October 2021
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CogniCor Launches Trio of AI-Powered Digital Assistants for FAs
Saturday, 01 May 2021
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