Regulatory & Compliance

Edward Matthes, 51, is going to federal prison for scheming 27 victims, including his parents, out of a $2.6 million. He was a broker with Mutual of Omaha Investor Services Inc. So reports the Milwaukee Journal Sentinel.

Friday, 28 May 2021
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Markets & Investments

ForUsAll has introduced the Alt 401(k), which allows employers to provide participants with access to alternative investment options, including cryptocurrency, within 401k plans. So reports the 401k Specialist.

Saturday, 12 June 2021
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The Department of Labor has gathered significant information on the challenges facing plan sponsors, advisors and recordkeepers when it comes to the dealing with the cognitive decline of those saving for retirement. So reports Investment News

Saturday, 13 February 2021
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Technology & Communications

CogniCor, a fintech firm, has launched three digital assistant tools to help financial advisors become more efficient. So reports Think Advisor.

Saturday, 01 May 2021
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