Top News
Regulatory & Compliance
Morgan Stanley has settled with the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) over recordkeeping and business communication issues. So reports Reuters.
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Finra Bans Duo for Cheating on Online Exam
Thursday, 21 July 2022
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Banned FA Charged in $100M Crypto Fraud
Monday, 11 July 2022
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Fugitive FA Ordered to Pay $12M
Tuesday, 14 June 2022
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SEC: TradeZero Deceived Customers about Meme Stock Trading Halts
Friday, 27 May 2022
Markets & Investments
Wells Fargo analyst Douglas Beath said the death of the traditional 60/40 diversified portfolio is “greatly exaggerated.” So reports CNBC.
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Jamie Dimon Sounds Alarm Bells
Friday, 22 July 2022
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Morgan Stanley CEO: ‘50-50 Odds’ of Recession, But No ‘Massive Hole’ Ahead
Tuesday, 14 June 2022
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JPMorgan Sees 'Significant Upside' for Crypto Investors
Friday, 27 May 2022
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Investor Love of Crypto May Push Reluctant FAs to Embrace It
Monday, 18 April 2022
Retirement
Inflation is hitting all Americans, but some retirees are getting hammered with food, fuel and housing costs way up. So reports CNN Business.
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Americans Optimistic About Retirement, But Inflation Harming Confidence
Saturday, 30 April 2022
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Gen Z Saving for Retirement Earlier Than Millennials: Report
Monday, 15 November 2021
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What Are the Best Places to Retire?
Friday, 15 October 2021
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DOL May Help Advisors with Challenges of Investor Cognitive Decline
Saturday, 13 February 2021
Technology & Communications
UBS is acquiring robo-advisor Wealthfront for $1.4 billion. The all-cash deal is being made to help UBS accelerate growth in the U.S. and make inroads with the next generation of affluent investors. So reports Bankrate.
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Ellevest, a Robo-advisor Just for Women Investors
Friday, 03 December 2021
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Top 10 Robo-Advisors Based on Assets Under Management
Friday, 15 October 2021
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TD Bank Launches Robo-Advisor and Hybrid
Friday, 15 October 2021
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CogniCor Launches Trio of AI-Powered Digital Assistants for FAs
Saturday, 01 May 2021
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