FINRA’s National Fraud and Financial Crimes Detection Programs has sent 50 cases to the SEC involving potential fraud by public companies related to COVID-19. So reports Think Advisor.
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The Department of Housing and Urban Development has changed principal…
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Since the turmoil that seized the banking sector with the mid-March failure of Silicon Valley Bank, at least 21 advisors have left First Republic Bank, with 13 heading to Morgan Stanley. So reports AdvisorHub.
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Private equity group Reverence Capital Partners is courting suitors for a minority stake in wealth…
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The NFL Players Association has approved UBS to work with current and former players through…
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UBS Wealth Management USA has brought on another advisory team previously affiliated with Merrill Lynch. So reports InvestmentNews.
The Keating Group, which manages about $700 million in client assets, will become part of UBS’s Greater New England market based in Hartford, Connecticut.
The team consists of financial advisors Maureen Keating, Michael DeCorleto, and Matthew Marques, along with wealth management associate Matthew Mardirosian.
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