Brokers May Already Be Fiduciaries Under State Laws - Professional Financial Advisor

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Brokers May Already Be Fiduciaries Under State Laws

Saturday, Feb 22 2014

Regulatory & Compliance

Written by PFA News

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State regulations may already being holding brokers to a fiduciary standard. So reports the Journal of Financial Planning.

The requirement may be imposed by states’ common law.

Read the article from the Journal of Financial Planning.

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