He is the first person to head up the office, which was created by Dodd Frank.
Estimated reading time: 0 minutes, 17 seconds
SEC Appoints First Head of Office of Investor Advocate
Rick Fleming, who most recently serviced as deputy general counsel for the North American Securities Administrators Association, has been selected to head up the Securities and Exchange Commission’s Office of Investor Advocate. So reports ThinkAdvisor.
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