Merrill charged clients more than $4 million in undisclosed foreign transaction fees from 2016 to 2020, according to the SEC.
The firm neither admitted nor denied the SEC’s allegations.
Estimated reading time: 0 minutes, 16 seconds
SEC Hits Merrill Lynch for $9.7M Over Undisclosed Fees
A settlement with the Securities and Exchange Commission over allegations of undisclosed fees will cost Merrill Lynch $9.7 million. So reports Compliance Week.
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