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Morgan Stanley Settles with Regulatory Duo for $200M

Morgan Stanley has settled with the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) over recordkeeping and business communication issues. So reports Reuters.

Morgan Stanley2The investigations center on messaging platforms used by employees but not approved by Morgan Stanley.

The settlement with the SEC is for $125 million, while the deal with the CFTC is for $75 million.

Read the full article from Reuters.

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