The investigations center on messaging platforms used by employees but not approved by Morgan Stanley.
The settlement with the SEC is for $125 million, while the deal with the CFTC is for $75 million.
Estimated reading time: 0 minutes, 19 seconds
Morgan Stanley Settles with Regulatory Duo for $200M
Morgan Stanley has settled with the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) over recordkeeping and business communication issues. So reports Reuters.
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