Estimated reading time: 0 minutes, 17 seconds

Beware: You Can Inadvertently Becoming a Custodian

Friday, Aug 16 2013
Practice Management
Written by  PLP News
Beware: You Can Inadvertently Becoming a Custodian

Advisors typically rely on third-party custodians, so they typically gloss over rules that govern the services. However, doing so can be a mistake. So reports the Journal of Financial Planning.

Indeed, a variety of scenarios discussed in the article illustrate how advisors can inadvertently become custodians.

Read the full article from the Journal of Financial Planning here.

Read 6689 times
Rate this item
(0 votes)
More in this category: « How to Leverage Wholesaler Relationships Don’t Overlook a Strong Narrative for Winning New Clients »

Visit other PMG Sites:
PMG360 is committed to protecting the privacy of the personal data we collect from our subscribers/agents/customers/exhibitors and sponsors. On May 25th, the European's GDPR policy will be enforced. Nothing is changing about your current settings or how your information is processed, however, we have made a few changes. We have updated our Privacy Policy and Cookie Policy to make it easier for you to understand what information we collect, how and why we collect it.
Ok Decline