News Roundup (677)
Ken Fisher Previously Made Inappropriate Comments
- Friday, 01 November 2019
- News Roundup
- Written by PFA News
Ken Fischer, a billionaire money manager, has recently come under the spotlight for making sexist comments, but a review of his social media account has found that he had made inappropriate comments prior to his recent statements that have caused some clients to yank assets from his firm. So report Forbes.
Read more...Court Gives JP Morgan Broker Second Shot at Arbitration
- Friday, 01 November 2019
- News Roundup
- Written by PFA News
The U.S. Court of Appeals for the Ninth District has ruled that former JP Morgan Chase broker Bradley Sayre will get a second chance to arbitrate his wrongful dismissal. So reports AdvisorHub.
Read more...Ken Fisher’s Foul Comments Get Him Banned From Tiburon Events
- Friday, 11 October 2019
- News Roundup
- Written by PFA News
Tiburon Strategic Advisors has banned Ken Fisher from participating in future events after the financial advisor made sexist comments during a recent Tiburon CEO Summit. So reports Fox Business News.
Read more...Which Advisory Firm is Top Ranked?
- Friday, 11 October 2019
- News Roundup
- Written by PFA News
The CNBC FA 100 ranking has selected Salem Investment Counselors as top dog followed by Montag & Caldwell, Dana Investment Advisors, Century Management Financial Advisors and NorthStar Asset Management. So reports CNBC.
Read more...Schwab Captures $9B in Dynasty Financial Assets
- Saturday, 28 September 2019
- News Roundup
- Written by Chris Frankie
Charles Schwab has captured custody assignments from five teams managing almost $9 billion in assets that have left wirehouses this year to open RIA practices with Dynasty Financial Partners. So reports Financial Planning.
Read more...Supersavers Tend to Be Frugal
- Saturday, 28 September 2019
- News Roundup
- Written by Chris Frankie
More than 40% of individuals who either have a high personal savings rate or make large retirement plan contributions say they drive older vehicles, live in modest homes, travel less than they prefer, and do DIY projects instead of hiring outside help, according to a recent survey by Principal. So reports Business Insider.
Read more...Cambridge Investment Advisors Among 'Broker-Dealer of the Year' Winners
- Thursday, 12 September 2019
- News Roundup
- Written by PFA News
Investment Advisor magazine has selected Cambridge Investment Advisors as the 2019 Broker-Dealer of the Year for firms with more than 1,000 representatives while American Portfolios Financial Services won the top slot for firms with 500 to 999 reps. So reports Think Advisor.
Read more...Trump Reverses Course on Additional Tax Cuts
- Friday, 30 August 2019
- News Roundup
- Written by PFA News
After floating the idea of cutting the payroll tax, President Trump said he is no longer considering the option because the U.S. economy is already strong enough. So reports the Associated Press.
Read more...AssetMark’s Stock Price is Steady After Strong IPO
- Sunday, 18 August 2019
- News Roundup
- Written by PFA News
AssetMark’s stock price popped approximately 22% to $25.45 after the TAMP went public in mid-July and its price has been trading in a range of $23.63 to $28.62. So reports RIABiz.
Read more...Ladenburg Thalmann Buys Stake in Impact Investing Robo-Advisor
- Sunday, 18 August 2019
- News Roundup
- Written by PFA News
Ladenburg Thalmann Financial Services, which is a network of 4,000 advisors, has invested an undisclosed sum in Newday Financial Technologies, which is an impact investing robo-advisor. So reports ThinkAdvisor.
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