She also warned that the compliance date of June 30, 2020, is extremely aggressive.
Estimated reading time: 0 minutes, 17 seconds
Regulation BI Creates Huge Implementation Challenge
Implementing compliance with the Best Interest regulation will be a huge challenge for broker-dealers and firms should notify the Securities and Exchange Commission of any inadequacies with adopting the rule, says SEC Commissioner Hester Peirce. So reports Think Advisor.
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