Chris Frankie
SEC Cracks Down on Robo-Advisers
- Saturday, 05 January 2019
The SEC has fined Wealthfront Advisors $250,000 and Hedgeable $80,000 after alleging that the two robo-advisers made misleading statements. So reports Reuters. Read more...
CPA Organization Introduces Financial Planning Certification
- Saturday, 16 June 2018
The American Institute of CPAs has just created its own Personal Financial Planning Certificates Program, which includes five certificates that are specific to the main areas of personal financial planning. So reports Accounting Today. Read more...
$3B Team Leaves Deutsche Bank
- Saturday, 04 July 2015
David J. La Placa and a handful of other team members that collectively manage $3 billion in assets have left the San Francisco office of Deutsche Bank to start their own firm. So reports Bloomberg. Read more...
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