Judge Overturns $10.8M FINRA Action Against Citi
- Sunday, 19 January 2014
- Regulatory & Compliance
Judge Charles Ramos has overturned a Financial Industry Regulatory Authority arbitration decision that would have required Citigroup to compensate prior client John Leopoldo Fiorilla $10.8 million for losses incurred related to investments in a British financial company. So reports Inside Counsel.
Read more...Most Read
-
-
Feb 21 2011
-
Written by Administrator
Add us to your Safe Sender list: We want to…
-
-
-
Nov 07 2012
-
Written by Administrator
Progressive Media Group Subscription Agreement This agreement states the general…
-
-
-
Dec 16 2013
-
Written by PLP Staff
The challenge of working with clients during a soaring bull…
-
-
-
Mar 09 2013
-
Written by Staff Writer
While market bulls are understandably cheering the ongoing equity rally…
-