FINRA’s National Fraud and Financial Crimes Detection Programs has sent 50 cases to the SEC involving potential fraud by public companies related to COVID-19. So reports Think Advisor.
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The Financial Industry Regulatory Authority has warned its member firms that claiming IRA are free…
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Since the turmoil that seized the banking sector with the mid-March failure of Silicon Valley Bank, at least 21 advisors have left First Republic Bank, with 13 heading to Morgan Stanley. So reports AdvisorHub.
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Private equity group Reverence Capital Partners is courting suitors for a minority stake in wealth…
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The NFL Players Association has approved UBS to work with current and former players through…
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New research by Luke Delorme, who is a research fellow at the American Institute for Economic Research, confirms the results of a prior study by Wade Pfau and Michael Kitces that maintains that retirees may be well served by gradually increasing their equity allocations over time. So reports the Journal of Financial Planning.
The results run contrary to the common belief that retirees should either maintain a static and conservative asset allocation or gradually increase their exposure to non-equity assets over time.
Read the full article from the Journal of Financial Planning.
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