FINRA’s National Fraud and Financial Crimes Detection Programs has sent 50 cases to the SEC involving potential fraud by public companies related to COVID-19. So reports Think Advisor.
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Securities and Exchange Commission Chair Mary Jo White is proposing a host of reforms for…
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The Financial Industry Regulatory Authority has warned its member firms that claiming IRA are free…
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While market bulls are understandably cheering the ongoing equity rally off of 2009 lows, the…
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Smart beta funds are one of the hottest trends on Wall Street and are generating…
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A recent Government Accountability Office report maintains that 401(k) providers…
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The Department of Housing and Urban Development has changed principal…
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Since the turmoil that seized the banking sector with the mid-March failure of Silicon Valley Bank, at least 21 advisors have left First Republic Bank, with 13 heading to Morgan Stanley. So reports AdvisorHub.
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Private equity group Reverence Capital Partners is courting suitors for a minority stake in wealth…
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The NFL Players Association has approved UBS to work with current and former players through…
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The gender gap in retirement savings is not a new issue. However, the pandemic has made things worse for women, with some dubbing it the “she-cession.” So reports NBC News.
In fact, three of every four women with at least $100,000 in investable assets say the pandemic has hurt their ability to retire, according to a survey of 2,500 investors by the Nationwide Retirement Institute. The survey was conducted online between May 17 and June 25.
The survey also found that women may be less protected during times of market volatility and may be at greater risk of outliving their assets.
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