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SEC to Scrutinize Advisors’ Fee Disclosures

Sunday, Jul 10 2016

Regulatory & Compliance

Written by PFA News

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In a recent report to Congress, Securities and Exchange Commission Investor Advocate Rick Fleming says enhancing service providers’ fee disclosures will be a priority for fiscal year 2017. So reports MarketWatch.

The initiative will extend to fees charged by broker-dealers, mutual funds, and
investment advisors.

Read the full article from MarketWatch.

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