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Time to Ban Finra From the Industry?

Sunday, Jan 18 2015
Regulatory & Compliance
Written by  PFA News

The Financial Industry Regulatory Authority is not a true self regulatory organization, maintains Hester Peirce, a senior research fellow at George Mason University’s Mercatus Center. So reports ThinkAdvisor.

FINRA is not accountable to the financial industry and is also free of government oversight. In new whitepaper, she maintains that the organization’s unique form of regulation should be evaluated.

Read the full article from Think Advisor.

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