SEC Commissioner Calls for Test Period for Advisor Disclosures - Professional Financial Advisor

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SEC Commissioner Calls for Test Period for Advisor Disclosures

Saturday, Oct 11 2014

Regulatory & Compliance

Written by PFA News

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SEC Commissioner Michael Piwowar wants the regulator to run a test program to determine what kind of disclosures investors find helpful when selecting financial advisors. So reports insurancenetnews.

In recent comments, he explained that advisors’ large volume of disclosures causes confusion among investors.

Read the full article from Insurancenetnews.

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