The group includes representatives of the Financial Industry Regulatory Authority, the Securities Industry and Financial Markets Association, the Financial Services Institute, and various broker-dealers.
Estimated reading time: 0 minutes, 20 seconds
NASAA Group to Scrutinize Broker Fee Disclosures
The North American Securities Administrators Association, which consists of state securities regulators, has convened a working group to develop model disclosures that brokers can use to make information regarding fees easier for investors to understand. So reports ThinkAdvisor.
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