Estimated reading time: 0 minutes, 18 seconds

SEC Considering Additional Fund Rules

Friday, Sep 12 2014
Regulatory & Compliance
Written by  PFA News

The Securities and Exchange Commission is considering developing rules that would require mutual funds and hedge funds to be subjected to stress tests and increase portfolio disclosures that fund firms must provide. So reports Reuters.

The increased disclosures would help the regulator determine if funds pose a risk to the nation’s financial system.

Read the full article from Reuters.

Read 5384 times
Rate this item
(0 votes)
More in this category: « Wells Fargo Hit with $5M Fine SEC Chair: Agency's Emphasis on Mandatory Rule Changes »

Visit other PMG Sites:
PMG360 is committed to protecting the privacy of the personal data we collect from our subscribers/agents/customers/exhibitors and sponsors. On May 25th, the European's GDPR policy will be enforced. Nothing is changing about your current settings or how your information is processed, however, we have made a few changes. We have updated our Privacy Policy and Cookie Policy to make it easier for you to understand what information we collect, how and why we collect it.
Ok Decline