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Regulators May Be Allowed to Increase Surveillance By Summer

Friday, May 23 2014
Regulatory & Compliance
Written by  PFA News

A rule that would increase the amount of trading data that brokerages release to the Financial Industry Regulatory Authority to allow for greater surveillance may be ready this summer. So reports Reuters.

The proposal, known as the Comprehensive Automated Risk Data System, has received significant changes since being proposed in December, says Richard Ketchum, chief executive officer of FINRA.

Read the full article from Reuters.

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