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Broker Fee Disclosures Need to be Standardized

Friday, May 16 2014

Regulatory & Compliance

Written by PFA News

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A survey by the North American Securities Administrators Association (NASAA) has found a wide disparity of fee disclosure practices and questionable fee structures among brokers. So reports ThinkAdvisor.

The survey was conducted by the NASAA’s Broker-Dealer Investment Products and Services Project Group, which is recommended that the NASAA develop model fee disclosures.

Read the full article from ThinkAdvisor.

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