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SEC Loosens Restriction on Third-Party Testimonials

Saturday, Apr 05 2014
Regulatory & Compliance
Written by  PFA News

New guidance from the SEC allows advisors to post testimonials about their practices on their websites. So reports Reuters.

Under the guidance, testimonials on sites such as Angie’s List and Yelp can be featured on advisors’ websites, assuming advisors had no role in creating the initial reviews.

Read the full article from Reuters.

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