Most SEC Commissioners Still Undecided over Fiduciary Standard - Professional Financial Advisor

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Most SEC Commissioners Still Undecided over Fiduciary Standard

Saturday, Mar 01 2014

Regulatory & Compliance

Written by PFA News

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Among Securities and Exchange Commissioners, four of five remain are undecided on whether a fiduciary standard should be applied to brokers. So reports Financial Advisor.

The only member to reach a decision, Democrat Luis Aguilar, supports the proposal to require brokers to comply with fiduciary standards.

Read the full article from Financial Advisor.

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