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Fiduciary Standard Mandate Would Help Brokers

Friday, Jul 19 2013

Regulatory & Compliance

Written by PFA News

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Requiring registered reps to comply with fiduciary standards would be good for broker-dealers. So reports ThinkAdvisor.

The publication cites comment letters to FINRA from the Financial Planning Coalition and a study that shows that business for registered investment advisors is growing faster than for broker-dealers.

Read the full article from ThinkAdvisor here.

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