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SEC to Work More Closely with Investment Management Industry

Tuesday, Jul 09 2013

Regulatory & Compliance

Written by PFA News

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The Securities and Exchange Commission is seeking to be more in tune with the investment industry and is seeking ways that it can work to protect investors, says Norm Champ, director of the SEC’s Division of Investment Management.

He discussed the matter during the Retirement Institute’s recent Government, Legal and Regulatory Conference, reports On Wall Street.

Read the full article from On Wall Street here.

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