Walter discussed the matter during a recent testimony before the Senate Banking Committee.
Read the full article from AdvisorOne here.
Estimated reading time: 0 minutes, 16 seconds
SEC Considers Adopting Fiduciary Standard for Brokers
Securities and Exchange Commission Chairwoman Elisse Walter says a proposal to apply fiduciary standards to registered reps that is already imposed upon registered investment advisors is being seriously considered by the regulator, reports AdvisorOne.
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