Estimated reading time: 0 minutes, 21 seconds

CFP Board Pledges to Increase Advisor Scrutiny

Saturday, Aug 03 2019
Regulatory & Compliance
Written by  PFA News
CFP Board Pledges to Increase Advisor Scrutiny

After an article in The Wall Street Journal reported that the CFP Board of Standards was lax in enforcing requirements for advisors, the organization has vowed to step up its enforcement. So reports CNBC.

Among other changes, the board, which oversees advisors who use the CFP credential, will change its practices to make it easier for investors to identify financial professionals with troubled pasts.

Read the full article from CNBC.

Read 4123 times
Rate this item
(0 votes)
More in this category: « CFB Board Extends Deadline for New Ethics Rule Revised Volcker Rule Provides Banks with Regulatory Relief »

Visit other PMG Sites:
PMG360 is committed to protecting the privacy of the personal data we collect from our subscribers/agents/customers/exhibitors and sponsors. On May 25th, the European's GDPR policy will be enforced. Nothing is changing about your current settings or how your information is processed, however, we have made a few changes. We have updated our Privacy Policy and Cookie Policy to make it easier for you to understand what information we collect, how and why we collect it.
Ok Decline