These advisors typically work with hedge funds and private equity companies.
Read the full article from Mondaq.com here.
Estimated reading time: 0 minutes, 13 seconds
SEC Announces Advisor Examinations
The SEC expects to conduct examinations during the next two years of about 25% of advisors that are required to register with the regulator, reports Mondaq.com.
Most Read
-
-
Feb 21 2011
-
Written by Administrator
Add us to your Safe Sender list: We want to…
-
-
-
Nov 07 2012
-
Written by Administrator
Progressive Media Group Subscription Agreement This agreement states the general…
-
-
-
Mar 09 2013
-
Written by Staff Writer
While market bulls are understandably cheering the ongoing equity rally…
-
-
-
Dec 16 2013
-
Written by PLP Staff
The challenge of working with clients during a soaring bull…
-