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Expect Regulators to Be Busy in 2013

During the coming year, regulators and lawmakers are expected to push forward with Dodd-Frank Act provisions, new rules for retirement plan advisors, and a host of other policies that could impact financial advisors, reports Financial-Planning.com.

The Dodd-Frank Act is sweeping legislation and affects the supervision and oversight of financial institutions.

 

Read the full article from Financial-Planning.com here.

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