IAW News

IAW News

Many Retail Investors Don’t Trust Advisors

Assets at platforms for do-it-yourself investors grew 8.8% in 2012, compared to the 2.7% overall growth of retail assets, according to recent research from Cerulli Associates.

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FINRA Head Wants Harmonized Regs

FINRA CEO Richard Ketchum said regulators for advisors and registered reps need to be harmonized.

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Americans’ Retirement Quality Lacking

Retirement

The quality of Americans’ retirement ranks only 19th out of 150 countries evaluated in a study by Natixis’ Durable Portfolio Research Center, reports FA Magazine.

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