IAW News

IAW News

FINRA May Require Brokers to Disclose Bonuses

The Financial Industry Regulatory Authority (Finra) has proposed requiring brokers who change firms to disclose signing bonuses received from their new employers. Read more...

Meadows Corp. Completes Acquisition of Two Advisors

Las Vegas-based Meadows Corp. announced it has completed its acquisitions of Rutherford Investment Management LLC and Landmark Global Advisors in Las Vegas, reports the Las Vegas Review-Journal.

Read more...

Congressman: SEC Security Breaches Are Frightening

Computer security breaches recently discovered by Security and Exchange Inspector General are “frightening” says Rep. Randy Neugebauer (R-Texas). Read more...

Visit other PMG Sites: