In a comment letter to Finra, FSI Executive Vice President and General Counsel David Bellaire says the regulator should conduct a cost and benefit review of the proposed rule when assessing its merit.
Estimated reading time: 0 minutes, 23 seconds
Industry Group Skeptical Over Proposed BrokerCheck Rule
The Financial Services Institute remains unconvinced that a rule proposal by the Financial Industry Regulatory Authority that would require brokers’ websites to have links to the BrokerCheck database will result in increased use of the service. So reports WealthManagement.
Most Read
-
-
Feb 21 2011
-
Written by Administrator
Add us to your Safe Sender list: We want to…
-
-
-
Nov 07 2012
-
Written by Administrator
Progressive Media Group Subscription Agreement This agreement states the general…
-
-
-
Dec 16 2013
-
Written by PLP Staff
The challenge of working with clients during a soaring bull…
-
-
-
Mar 09 2013
-
Written by Staff Writer
While market bulls are understandably cheering the ongoing equity rally…
-