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FINRA Sends 50 Potential COVID-19 Related Scams to SEC
FINRA’s National Fraud and Financial Crimes Detection Programs has sent 50 cases to the SEC involving potential fraud by public companies related to COVID-19. So reports Think Advisor. Read more...
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Raging Bull Market Creates Quandary for Advisors
While market bulls are understandably cheering the ongoing equity rally off of 2009 lows, the… Read more...

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Retirement
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A recent Government Accountability Office report maintains that 401(k) providers… Read more...

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News Roundup
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Written by PFA News

First Republic Advisor Exodus Leads Mainly to Morgan Stanley
Since the turmoil that seized the banking sector with the mid-March failure of Silicon Valley Bank, at least 21 advisors have left First Republic Bank, with 13 heading to Morgan Stanley. So reports AdvisorHub. Read more...
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Websites for Finding Advisors Increasing

Friday, Jan 31 2014

News Roundup

Written by PFA News

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Investors now have a wide range of websites for searching for financial advisors. So reports Barron's.

The wide selection of sites includes wallethub.com, nerdwallet.com, WiserAdvisor.com, and the Barrons listing to top 100 advisors.

Read the full article from Barron's.

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