The cease and desist order says the two advisors failed to notify their clients of the compensation.
Estimated reading time: 0 minutes, 18 seconds
Two Advisors Nailed for Offshore Scam
Tampa, Fla. area advisors Larry C. Grossman and Gregory J. Adams generated $4.3 million from recommending risky offshore funds that had red flags, according to an enforcement action from the Securities and Exchange Commission. So reports Courthouse News Service.
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