An attorney for Beverly Hills-based Holzer maintains that the advisor didn’t know that the securities would be deemed fraudulent and that she shouldn’t be blamed for false regulatory documents that were prepared by her former firm.
Estimated reading time: 0 minutes, 25 seconds
Advisor to the Stars Sued by FINRA
The Financial Industry Regulatory Authority (Finra) has filed a lawsuit against Bambi Holzer, advisor to many Hollywood stars. Finra claims the advisor, who once touted Seinfeld actress Julia Louis-Dreyfus as a client, lied to regulators and sold worthless securities. So reports Reuters.
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