FINRA’s National Fraud and Financial Crimes Detection Programs has sent 50 cases to the SEC involving potential fraud by public companies related to COVID-19. So reports Think Advisor.
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Since the turmoil that seized the banking sector with the mid-March failure of Silicon Valley Bank, at least 21 advisors have left First Republic Bank, with 13 heading to Morgan Stanley. So reports AdvisorHub.
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Private equity group Reverence Capital Partners is courting suitors for a minority stake in wealth…
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The NFL Players Association has approved UBS to work with current and former players through…
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Merrill Lynch chief operating officer Kirstin Hill has shared her plans to retire in May, the latest high-ranking exit at the organization. So reports AdvisorHub.
Hill, who joined Merrill out of Harvard in 1999, will be replaced by Jeff Busconi through the newly formed role of head of Wealth Management Strategy, Products and Services, the company said in an internal memo.
Hill’s exit follows the resignation in March of Merrill president Andy Sieg, which also led to the delayed retirement of Don Plaus, head of its private wealth business.
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