FINRA’s National Fraud and Financial Crimes Detection Programs has sent 50 cases to the SEC involving potential fraud by public companies related to COVID-19. So reports Think Advisor.
Read more...
Securities and Exchange Commission Chair Mary Jo White is proposing a host of reforms for…
Read more...
The Financial Industry Regulatory Authority has warned its member firms that claiming IRA are free…
Read more...
While market bulls are understandably cheering the ongoing equity rally off of 2009 lows, the…
Read more...
Smart beta funds are one of the hottest trends on Wall Street and are generating…
Read more...
A recent Government Accountability Office report maintains that 401(k) providers…
Read more...
The Department of Housing and Urban Development has changed principal…
Read more...
Since the turmoil that seized the banking sector with the mid-March failure of Silicon Valley Bank, at least 21 advisors have left First Republic Bank, with 13 heading to Morgan Stanley. So reports AdvisorHub.
Read more...
Private equity group Reverence Capital Partners is courting suitors for a minority stake in wealth…
Read more...
The NFL Players Association has approved UBS to work with current and former players through…
Read more...
Estimated reading time: 0 minutes, 31 seconds
Stephen Straus, an 88-year-old financial advisor with Stifel, Nicolaus & Co. was killed in the July 4th mass shooting in Highland Park, Illinois. So reports Advisor Hub.
Six others were killed and many injured when a gunman, perched atop a building, opened fire on a holiday parade.
Straus, a vice president at the Chicago area firm, was a “gentle, warm hearted” man and an “ambassador of the office,” according to firm CEO Ron Kruszewski. Cynthia Straus, Stephen’s niece, wrote on Facebook that this was a “tragic, senseless loss” and that “NO ONE should die this way.”
Add us to your Safe Sender list: We want to…
Progressive Media Group Subscription Agreement This agreement states the general…
While market bulls are understandably cheering the ongoing equity rally…
Welcome We’re glad you chose to visit a Progressive Media…