FINRA’s National Fraud and Financial Crimes Detection Programs has sent 50 cases to the SEC involving potential fraud by public companies related to COVID-19. So reports Think Advisor.
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Since the turmoil that seized the banking sector with the mid-March failure of Silicon Valley Bank, at least 21 advisors have left First Republic Bank, with 13 heading to Morgan Stanley. So reports AdvisorHub.
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Private equity group Reverence Capital Partners is courting suitors for a minority stake in wealth…
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Advisors are beginning to return to the offices in greater numbers.
Merrill Lynch Wealth Management, for its part, is reopening offices to at least 10% of employees. It expects far more than that 10% will be going into their offices in the coming weeks. So reports Advisor Hub.
Meanwhile, Wells Fargo Advisors is upping capacity to 40%. Neither expect offices to be half full until at least after Labor Day.
Both Morgan Stanley and UBS declined to comment for the Advisor Hub article.
None of the four firms have fully mandated a five-day, in-person workweek, although some top execs have been touting the importance of in-person interaction.
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