FINRA’s National Fraud and Financial Crimes Detection Programs has sent 50 cases to the SEC involving potential fraud by public companies related to COVID-19. So reports Think Advisor.
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Smart beta funds are one of the hottest trends on Wall Street and are generating…
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The Department of Housing and Urban Development has changed principal…
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Since the turmoil that seized the banking sector with the mid-March failure of Silicon Valley Bank, at least 21 advisors have left First Republic Bank, with 13 heading to Morgan Stanley. So reports AdvisorHub.
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Private equity group Reverence Capital Partners is courting suitors for a minority stake in wealth…
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The NFL Players Association has approved UBS to work with current and former players through…
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Advisors are moving away from mutual funds and toward lower-cost or more personalized products, according to a new report by financial industry data provider Cerulli Associates. So reports Financial Advisor.
Exchange-traded funds are catching up on mutual funds and their revenue sharing payments, according to Cerulli, although mutual funds are still advisors’ most broadly utilized product.
Separately managed accounts should also gain in popularity as advisors target high-net-worth clients, according to Cerulli.
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