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Fidelity’s Deena Friedman is Bloomberg’s…

Deena Friedman, who skippered the Fidelity Select Retail Fund to an 18.59% return in 2015, has been selected by Bloomberg as the stock picker of the year. So reports Bloomberg...

How to Retain Recruits

Only one out of every five advisor recruits stays in the industry, but firms can take various steps to improve retention. So reports Wealth Management.

Advisors Sentenced to 3 Years of Probati…

Galen Marsh, who as a Morgan Stanley advisor downloaded client data to his home computer without permission, has been sentenced to three years of probation and ordered to pay $600,000...

Latest News

FANGs stocks soared in 2015 with the group generating an 86% return compared to the measly 1.38% gain of the S&P 500 index.

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Bill McNabb, who is the chief of ETF giant The Vanguard Group is warning the industry that the large number of ETFs being launched could create problems for investors. So reports ThinkAdvisor.

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The Department of Labor’s proposed fiduciary standard could create a big increase in orphan accounts, which are accounts that end up being managed by home offices rather than by broker-dealers registered reps, says Paul Sankovich, chief compliance officer at Wells Fargo Advisors Financial Network. So reports Wealth Management.

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The Financial Industry Regulatory Authority (FINRA) is investigating how robo advisors manage risk, says Dawn Calonge, surveillance director at the organization. So reports Financial Planning.

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Deena Friedman, who skippered the Fidelity Select Retail Fund to an 18.59% return in 2015, has been selected by Bloomberg as the stock picker of the year. So reports Bloomberg.

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Practice Management

Capture Clients with Low-Cost Marketing …

Providing low-cost tax return preparation to generate financial planning prospects is just one of a variety of successful strategies. So reports Financial Planning.

Technology & Communications

Key Considerations for Advisors Consider…

For financial advisory firms, implementing customer relationship management technology can be a high stakes and dicey undertaking.

Regulatory & Compliance

Fiduciary Rule Could Create Big Increase…

The Department of Labor’s proposed fiduciary standard could create a big increase in orphan accounts, which are accounts that end up being managed by home offices rather than by broker-dealers...

Markets & Investments

Beware the Potential Bite of FANGS

FANGs stocks soared in 2015 with the group generating an 86% return compared to the measly 1.38% gain of the S&P 500 index.

Retirement

Investors Preference for Low Cost Produc…

Retirement plan fees are falling as 401(k) participants increasingly embrace low-cost products. So reports Financial Advisor.

News Roundup

Fidelity’s Deena Friedman is Bloomberg’s…

Deena Friedman, who skippered the Fidelity Select Retail Fund to an 18.59% return in 2015, has been selected by Bloomberg as the stock picker of the year. So reports Bloomberg...

People

Collecting Social Security Early Has Som…

Collecting Social Security early can help retirees assess how much they can spend because the payments are consistent. So reports Wealth Management.

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