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How to Improve Client Review Meetings

Displaying signs welcoming individuals to routine client reviews and walking guests to their cars after meetings are just a few strategies that advisors can use to improve their services. So...

Employers Increasingly Embracing Financi…

In a new study by Charles Schwab, 52% of employers say they either provide financial wellness programs or are seriously considering doing so, reports Benefit News.

Survey: 68% Who Use An Advisor Feel Fina…

In a recent study by Northwestern Mutual, 68% of survey respondents who use a financial advisor said they feel very financially secure. So reports Financial Advisor.

Latest News

In some instances, transferring IRA savings into a tax qualified annuity and then using the annuity to purchase life insurance with a long-term care rider can be done without triggering early withdraw fees. So reports ElderLawAnswers.

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Firms that provide hyperlinks to other firms’ content or news publications have “adopted” the content, which triggers a variety of recordkeeping and document retention requirements, according to recent FINRA guidance. So reports Forbes.

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Nevada has passed a bill requiring brokers, advisors and sales representatives to adhere to a fiduciary standard. So reports Insurancenewsnet.

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Displaying signs welcoming individuals to routine client reviews and walking guests to their cars after meetings are just a few strategies that advisors can use to improve their services. So reports Wealth Management.

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In a new study by Charles Schwab, 52% of employers say they either provide financial wellness programs or are seriously considering doing so, reports Benefit News.

Read more

Practice Management

How to Improve Client Review Meetings

Displaying signs welcoming individuals to routine client reviews and walking guests to their cars after meetings are just a few strategies that advisors can use to improve their services. So...

Technology & Communications

New Bot Trades Off of Trump’s Tweets

A new bot created by advertising agency T3 automatically analyzes Donald Trump’s tweets and then shorts the stocks of companies that he criticizes. So reports Bloomberg.

Regulatory & Compliance

FINRA Issues Social Media Guidance

Firms that provide hyperlinks to other firms’ content or news publications have “adopted” the content, which triggers a variety of recordkeeping and document retention requirements, according to recent FINRA guidance...

Markets & Investments

Focus on Long-Term, Not Quarterly Figure…

Advisors should provide long-term portfolio performance numbers in their commentaries rather than quarterly numbers to encourage clients to view things from a long-term perspective, maintains Harold Evensky.

Retirement

How IRA Savings Can Fund Long-Term Care …

In some instances, transferring IRA savings into a tax qualified annuity and then using the annuity to purchase life insurance with a long-term care rider can be done without triggering...

News Roundup

Employers Increasingly Embracing Financi…

In a new study by Charles Schwab, 52% of employers say they either provide financial wellness programs or are seriously considering doing so, reports Benefit News.

People

Brexit, Market Jitters Create Opportunit…

Financial advisors often promote their services by saying that they can help remove emotions from investing.

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