Estimated reading time: 0 minutes, 18 seconds

SEC Considering Additional Fund Rules

Friday, Sep 12 2014
Regulatory & Compliance
Written by  PFA News

The Securities and Exchange Commission is considering developing rules that would require mutual funds and hedge funds to be subjected to stress tests and increase portfolio disclosures that fund firms must provide. So reports Reuters.

The increased disclosures would help the regulator determine if funds pose a risk to the nation’s financial system.

Read the full article from Reuters.

Read 5033 times
Rate this item
(0 votes)
More in this category: « Wells Fargo Hit with $5M Fine SEC Chair: Agency's Emphasis on Mandatory Rule Changes »

Visit other PMG Sites: