Luparello is currently a partner with law firm WilmerHale and has served as vice chairman of FINRA.
Read the full article from Bloomberg BusinessWeek.
Estimated reading time: 0 minutes, 18 seconds
SEC Hirers Ex-FINRA Exec as Broker Watchdog
The Securities and Exchange Commission has reportedly hired former Financial Industry Regulatory Authority executive Stephen Luparello to head up the Trading and Markets Division, which provides oversight of brokerages, exchanges and clearing firms. So reports Bloomberg Businessweek.
Most Read
-
-
Feb 21 2011
-
Written by Administrator
Add us to your Safe Sender list: We want to…
-
-
-
Nov 07 2012
-
Written by Administrator
Progressive Media Group Subscription Agreement This agreement states the general…
-
-
-
Mar 09 2013
-
Written by Staff Writer
While market bulls are understandably cheering the ongoing equity rally…
-
-
-
Nov 07 2012
-
Written by Administrator
Welcome We’re glad you chose to visit a Progressive Media…
-