The database has recently been criticized because brokers are frequently able to have information on disciplinary actions stricken from their records.
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Sen. Edward J. Markey (D-Mass) is urging the Financial Industry Regulatory Authority to better police brokers and to make enhancements to the organization’s BrokerCheck database. So reports InvestorProtection.
The database has recently been criticized because brokers are frequently able to have information on disciplinary actions stricken from their records.