The publication cites comment letters to FINRA from the Financial Planning Coalition and a study that shows that business for registered investment advisors is growing faster than for broker-dealers.
Estimated reading time: 0 minutes, 15 seconds
Requiring registered reps to comply with fiduciary standards would be good for broker-dealers. So reports ThinkAdvisor.
The publication cites comment letters to FINRA from the Financial Planning Coalition and a study that shows that business for registered investment advisors is growing faster than for broker-dealers.